Advising Seniors About Their Money: Who Is Qualified - and Who Is Not?

Date: Wednesday, September 5, 2007 Time: 03:00 PM Location: Dirksen 628

Member Statements

1. Senator Herb Kohl D (WI)
   • Adobe Acrobat Document Download Statement
2. Senator Gordon H. Smith R (OR)

Witnesses

1. Christopher Cox
   Chairman
   US Securities and Exchange Commission
   Washington , DC
   • Adobe Acrobat DocumentDownload Testimony
2. Lori Swanson
   Attorney General
   State of Minnesota
   St. Paul , MN
   • Adobe Acrobat DocumentDownload Testimony
3. William Galvin
   Secretary of the Commonwealth
   Boston , MA
   • Adobe Acrobat DocumentDownload Testimony
4. Joseph Borg
   President
   North America Securities Administrators Association
   Washington , DC
   • Adobe Acrobat DocumentDownload Testimony
5. Nicolas Nicolette
   President
   Financial Planning Association
   Washington , DC
   • Adobe Acrobat DocumentDownload Testimony
6. Sandy Praeger
   Insurance Commissioner
   on behalf of the National Association of Insurance Commissioners
   Topeka , KS
   • Adobe Acrobat DocumentDownload Testimony
7. Gary Bhojwani
   President and CEO
   Allianz Life Insurance of North America
   Minneapolis , MN
   • Adobe Acrobat DocumentDownload Testimony
8. Edwin Pittock
   President
   Society of Certified Senior Advisors
   Denver , CO
   • Adobe Acrobat DocumentDownload Testimony